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Read more: Brazil’s CVM Resumes Annual Securities Registration Guidance for Public OfferingsBrazil’s CVM Resumes Annual Securities Registration Guidance for Public Offerings
The Securities Registration Superintendence of Brazil's Securities and Exchange Commission has issued its annual circular letter for 2026, reinstating regular regulatory guidance for public offerings following major updates to capital market rules. Resumption of Annual Guidance After Regulatory Overhaul On 14 September 2026, the Securities Registration Superintendence (SRE) of Brazil's…
Read more: EBA Issues Updated Reporting Framework Validation Rules for Q3 2026EBA Issues Updated Reporting Framework Validation Rules for Q3 2026
The European Banking Authority has issued an updated list of validation rules for its supervisory reporting frameworks as part of its routine quarterly update. Deactivated and Reactivated Validation Rules On 14 September 2026, the European Banking Authority released its revised validation rules package under its regular quarterly reporting framework review…
Read more: Brazil’s CVM Launches New Citizen Service System for Capital Market SupervisionBrazil’s CVM Launches New Citizen Service System for Capital Market Supervision
The Securities and Exchange Commission of Brazil (CVM) launched its new Citizen Service System (SAC-CVM) on 14 September 2026. The platform updates how investor queries, complaints, and regulatory submissions are handled across the market. Portal Transition and Processing Rules Starting from the launch date, all new requests, including queries, complaints,…
Read more: Brazilian Securities Commission CVM Discusses Asset Tokenisation and DLT FrameworksBrazilian Securities Commission CVM Discusses Asset Tokenisation and DLT Frameworks
The Securities and Exchange Commission of Brazil (CVM) participated in discussions regarding the tokenisation of securities and capital market innovation on Friday 11 September in Rio de Janeiro. Regulatory Dialogue and Tokenisation Progress Organised by the Instituto Livre Mercado, the meeting brought together members of CVM's Tokenisation Working Group (GTT),…
Read more: Brazil Securities Regulator Joins National Credit Seminar to Discuss Asset Tokenisation and GovernanceBrazil Securities Regulator Joins National Credit Seminar to Discuss Asset Tokenisation and Governance
The Brazilian Securities and Exchange Commission (Comissão de Valores Mobiliários, or CVM) participated in the III National Seminar on Credit on Thursday, 10 September 2026. The event took place at the headquarters of the Superior Court of Justice (STJ) in Brasília. Capital Markets, Tokenisation, and Financial Innovation CVM President Otto…
Read more: US and UK Financial Regulators Hold Joint Exercise on Central Counterparty ResolutionUS and UK Financial Regulators Hold Joint Exercise on Central Counterparty Resolution
Senior regulatory officials from the United States and the United Kingdom convened on 3 September 2026 for a joint tabletop exercise addressing the hypothetical resolution of central counterparties. Cross-Border Regulatory Collaboration Representatives from the Securities and Exchange Commission, the Federal Deposit Insurance Corporation, the Commodity Futures Trading Commission, the Federal…
Read more: FRC Opens Investigations Into State Oil Limited Audits and Individual AccountantFRC Opens Investigations Into State Oil Limited Audits and Individual Accountant
The Financial Reporting Council has launched investigations into statutory audits of State Oil Limited conducted by KPMG LLP and PKF Littlejohn LLP, alongside an investigation into the conduct of an individual accountant. Scope of the Regulatory Investigations The Financial Reporting Council has commenced investigations concerning State Oil Limited, a company…
Read more: EFRAG Launches Cost-Benefit Analysis Survey for Non-EU ESRS StandardsEFRAG Launches Cost-Benefit Analysis Survey for Non-EU ESRS Standards
EFRAG has launched an online survey to gather feedback for a Cost-Benefit Analysis on the Exposure Draft European Sustainability Reporting Standards for Certain Non-EU Undertakings under Article 40a of the Accounting Directive. Objectives of the Cost-Benefit Analysis Operating alongside EFRAG's public consultation, the Cost-Benefit Analysis survey seeks input directly from…
Read more: Brazil’s CVM Clarifies Performance Fee Restrictions for FIDC ConsultantsBrazil’s CVM Clarifies Performance Fee Restrictions for FIDC Consultants
The Superintendency of Securitisation and Agribusiness of Brazil's Securities and Exchange Commission has published Circular Letter CVM/SSE 3/2026 to clarify rules governing Receivables Investment Funds. The guidance explicitly prohibits allocating performance fees, in whole or in part, to specialised consultants hired by fund managers. Prohibition of Performance Fee Sharing with…
Read more: Brazilian Regulator CVM Signs New Supervisory Agreement in Americanas InvestigationBrazilian Regulator CVM Signs New Supervisory Agreement in Americanas Investigation
The Securities and Exchange Commission of Brazil (CVM) has announced a new Administrative Agreement in a Supervisory Process related to retail company Americanas S.A. New Supervisory Agreement Executed The Supervisory Process Administrative Agreement Committee (CAS) of the CVM has signed a new agreement concerning facts linked to the relevant fact…
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